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Investor Charter

Investor Charter

Name of Research Analyst: Raj Parmar

SEBI Registration Number: INH000021535

Entity Name: Growfin Research

A. Vision and Mission Statements for Investors

Vision: To provide credible and unbiased research-based recommendations to empower investors in making informed investment decisions.

Mission: To ensure transparency, integrity, and accountability in the investment research process and promote investor awareness and protection.

B. Details of Services Provided
  • Fundamental research and analysis of listed companies
  • Independent equity research reports or calls
  • Sectoral/technical analysis
  • Investment strategies and insights
  • General market outlook and educational content

Note: Growfin Research does not provide execution, portfolio management.

C. Rights of Investors
  • Receive unbiased and independent research.
  • Access detailed disclosures of any conflict of interest.
  • Know the rationale and logic behind a recommendation.
  • Be informed about risk factors in the research.
  • Approach the Research Analyst for any service-related query.
  • Lodge complaints with SEBI if the grievance is not resolved.
D. Responsibilities of Investors
  • Always take investment advice or calls only from SEBI-registered entities.
  • Understand the nature of risk associated with market investments.
  • Read and understand all disclosures before acting on recommendations.
  • Conduct their own due diligence or consult a financial advisor.
  • Keep records of communications and services subscribed.
  • Use the SCORES platform if any grievance remains unresolved beyond 30 days.
E. Dos and Don’ts for Investors

Dos:

  • Deal only with SEBI-registered Research Analysts.
  • Check the SEBI registration number: INH000021535.
  • Read research reports and disclosures carefully before investing.
  • Maintain records of communications and services subscribed.
  • Understand the risks involved in market investments.
  • Lodge complaints on the SEBI SCORES portal if grievances are not resolved.

Don’ts:

  • Do not rely on stock tips/messages from social media or WhatsApp groups.
  • Do not share your trading account login details, passwords, or OTPs.
  • Do not invest based solely on past performance.
  • Do not expect guaranteed or assured returns.
  • Do not act on recommendations without understanding the associated risks.
F. Grievance Redressal Mechanism

Level 1 – Direct Resolution

Level 2 – Escalation to SEBI

SEBI Website for RA Verification

Verify SEBI-registered Research Analysts here: https://www.sebi.gov.in